CFA协会ESG考试题库综合试题九
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1. What of the following is related to governance?
a) People and process
b) Profit and people
c) Planet and people
2. When and where does the first corporate governance code come from?
a) 1992, UK
b) 2004, US
c) 2004, UK
3. Which of the following introduces Public Company Accounting Oversight Board?
a) Sarbanes-Oxley Act
b) Dodd-Frank Act
c) Greenbury Report
4. Which of the following country do not require mandatory disclosure based on TCFD?
a) UK
b) New Zealand
c) US
5. Which of the following has the maximum tenure for independent directors?
a) UK
b) France
c) Singapore
6. Which of the following is most concerned in voting?
a) Environmental
b) Social
c) Governance
7. Which of the following engagement form is most visible?
a) Discussions
b) Voting
c) Resolutions
8. Which of the following is true?
a) Unmanageable risk cannot be managed
b) Management gap cannot be managed
c) Unmanaged risk is unmanageable risk minus management gap
9. Which of the following is not secondary data?
a) ESG scores
b) ESG ratings
c) Direct company communications
10. Which of the following is true about stranded asset risk?
a) Stranded asset risk is physical risk
b) Stranded asset risk is transition risk
c) Stranded asset risk is physical risk and transition risk
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